SFC Licences of PING Lanphie Chi-Wen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 09 July 2012 | 01 March 2018 |
| UBS Securities Asia Limited | RE | 2 | 09 July 2012 | 13 March 2014 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 09 July 2012 | 13 March 2014 |