SFC Licences of LIU Lijia 劉力嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Waton Securities International Limited 華通證券國際有限公司 | RO | 9 | 05 December 2023 | |
Waton Securities International Limited 華通證券國際有限公司 | RE | 4 | 05 December 2023 | |
Waton Securities International Limited 華通證券國際有限公司 | RE | 1 | 05 December 2023 | |
Zhong Xiang Securities Limited 中享證券有限公司 | RO | 1 | 26 August 2022 | 31 March 2023 |
Fair Capital Management Limited 富銀資產管理有限公司 | RO | 9 | 04 February 2020 | 23 March 2020 |
Fair Capital Management Limited 富銀資產管理有限公司 | RE | 9 | 03 February 2020 | 04 February 2020 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 9 | 20 September 2016 | 07 January 2020 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 4 | 20 September 2016 | 07 January 2020 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 1 | 20 September 2016 | 07 January 2020 |
orientiert XYZ Securities Limited | RE | 9 | 02 January 2013 | 30 June 2016 |
orientiert XYZ Securities Limited | RE | 4 | 02 January 2013 | 30 June 2016 |
orientiert XYZ Securities Limited | RE | 1 | 20 July 2012 | 30 June 2016 |