SFC Licences of SCHAEFER James Roy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 6 | 25 April 2014 | 26 March 2015 |
| UBS Securities Hong Kong Limited | RE | 6 | 28 June 2012 | 06 November 2013 |