SFC Licences of CHAU Hon Ming Stanley 周漢銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 December 2012 | 23 July 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 19 December 2012 | 23 July 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 December 2012 | 23 July 2013 |
Franklin Templeton Investments (Asia) Limited | RE | 1 | 29 June 2012 | 26 September 2012 |