SFC Licences of HE Fan 何凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 20 August 2012 | 01 September 2012 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 30 July 2012 | 01 September 2012 |