SFC Licences of WU Xingduo 吳興鐸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 26 August 2014 | 16 February 2015 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 August 2014 | 16 February 2015 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 21 November 2013 | 22 February 2014 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 21 November 2013 | 22 February 2014 |
Well Link Securities Limited 立橋證券有限公司 | RE | 2 | 17 September 2013 | 15 October 2013 |
Well Link Securities Limited 立橋證券有限公司 | RE | 1 | 09 July 2012 | 15 October 2013 |