SFC Licences of TANG Yin Kin Polo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 03 April 2019 | 08 April 2019 |
| UBS Securities Asia Limited | RE | 4 | 29 August 2018 | 03 September 2018 |
| UBS Securities Asia Limited | RE | 4 | 12 September 2017 | 15 September 2017 |
| UBS Securities Asia Limited | RE | 4 | 01 September 2016 | 10 September 2016 |
| UBS Securities Asia Limited | RE | 4 | 10 September 2015 | 11 September 2015 |
| UBS Securities Asia Limited | RE | 4 | 24 July 2012 | 20 November 2014 |