SFC Licences of LIM Shan-Jia, Alvin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 04 September 2017 | 20 July 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 September 2017 | 20 July 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 08 June 2017 | 12 June 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 June 2017 | 12 June 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 April 2017 | 12 April 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 October 2016 | 31 October 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 February 2016 | 24 February 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 30 July 2012 | 06 August 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 July 2012 | 06 August 2014 |