SFC Licences of TAM Kin Kei 譚健基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Long Bridge HK Limited 長橋證券(香港)有限公司 | RE | 9 | 27 June 2023 | |
Long Bridge HK Limited 長橋證券(香港)有限公司 | RE | 4 | 18 February 2022 | |
Long Bridge HK Limited 長橋證券(香港)有限公司 | RE | 1 | 18 February 2022 | |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 24 February 2020 | 23 January 2022 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 February 2020 | 23 January 2022 |
BOA International Securities Limited 亞銀國際證券有限公司 | RE | 1 | 05 October 2018 | 18 January 2019 |
Thomas Global Financial Services Limited 石匠環球金服有限公司 | RE | 1 | 31 March 2017 | 24 September 2018 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 19 March 2014 | 15 September 2015 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 19 March 2014 | 15 September 2015 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 15 August 2012 | 23 August 2012 |