SFC Licences of TANG Jingchen 唐靜琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Futures International Company Limited 中信期貨國際有限公司 | RE | 2 | 13 January 2023 | |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RO | 4 | 03 November 2022 | |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RO | 1 | 03 November 2022 | |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RE | 4 | 27 May 2022 | 03 November 2022 |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RE | 1 | 27 May 2022 | 03 November 2022 |
| AJ Futures Limited 安捷期貨有限公司 | RO | 2 | 27 March 2020 | 30 April 2022 |
| AJ Futures Limited 安捷期貨有限公司 | RE | 2 | 12 August 2019 | 27 March 2020 |
| AJ Asset Management Limited 安捷資產管理有限公司 | RE | 9 | 29 October 2018 | 30 April 2022 |
| AJ SECURITIES LIMITED 安捷證券有限公司 | RE | 1 | 18 December 2017 | 30 April 2022 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 28 November 2013 | 29 November 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 28 November 2013 | 29 November 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 13 July 2012 | 22 June 2013 |