SFC Licences of LU Yi Chun 盧奕均

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Golden K2 Securities Limited	RE	1	12 October 2022	28 November 2023
Maxcess Capital Limited 至成資本有限公司	RE	9	12 October 2022
Maxcess Capital Limited 至成資本有限公司	RE	4	12 October 2022
New Vision Capital Partners Limited 新視資本有限公司	RO	9	08 March 2022	06 July 2022
New Vision Capital Partners Limited 新視資本有限公司	RO	4	08 March 2022	06 July 2022
Golden K2 Securities Limited	RE	1	17 September 2018	31 December 2021
Maxcess Capital Limited 至成資本有限公司	RE	9	17 September 2018	31 December 2021
Maxcess Capital Limited 至成資本有限公司	RE	4	17 September 2018	31 December 2021
Golden K2 Securities Limited	RE	6	17 September 2018	17 June 2021
Win Harvest Asset Management Limited 豐嬴資產管理有限公司	RE	9	15 January 2016	20 September 2016
Win Harvest Asset Management Limited 豐嬴資產管理有限公司	RE	4	15 January 2016	20 September 2016
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	6	17 August 2012	11 May 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	4	16 July 2012	11 May 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	16 July 2012	11 May 2013