SFC Licences of KIM Sangjoon 金尚俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 6 | 02 April 2020 | 04 July 2023 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 2 | 18 September 2017 | 04 July 2023 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 9 | 01 March 2017 | 04 July 2023 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 4 | 01 March 2017 | 04 July 2023 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 1 | 01 March 2017 | 04 July 2023 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RO | 9 | 26 October 2015 | 28 February 2017 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RO | 4 | 14 August 2013 | 28 February 2017 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RO | 1 | 14 August 2013 | 28 February 2017 |