SFC Licences of FU Yangpeng 傅仰鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
orientiert XYZ Securities Limited | RE | 6 | 03 October 2016 | 06 June 2017 |
orientiert XYZ Securities Limited | RE | 4 | 29 January 2016 | 06 June 2017 |
orientiert XYZ Securities Limited | RE | 1 | 29 January 2016 | 06 June 2017 |
UBS Securities Hong Kong Limited | RE | 6 | 20 December 2013 | 09 June 2014 |
UBS Securities Hong Kong Limited | RE | 6 | 21 August 2012 | 24 June 2013 |