SFC Licences of CHUNG Sheng-Yu 鍾聖玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 14 February 2013 | 17 April 2013 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 26 October 2012 | 09 January 2013 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 01 August 2012 | 14 September 2012 |