SFC Licences of RIDER Thomas Peter Baty
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 06 August 2012 | 27 June 2013 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 06 August 2012 | 27 June 2013 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 06 August 2012 | 27 June 2013 |