SFC Licences of HU Nian 胡念
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pearl International Securities Limited 尚源國際證券有限公司 | RO | 4 | 30 December 2022 | 30 June 2023 |
| Pearl International Securities Limited 尚源國際證券有限公司 | RO | 1 | 30 December 2022 | 30 June 2023 |
| Pearl International Securities Limited 尚源國際證券有限公司 | RO | 9 | 16 November 2021 | 30 June 2023 |
| Amrita Capital Limited 安利達資本有限公司 | RO | 9 | 22 February 2021 | 11 October 2021 |
| Amrita Capital Limited 安利達資本有限公司 | RO | 4 | 22 February 2021 | 11 October 2021 |
| KTF Capital Management Limited 金石同方資本管理有限公司 | RO | 9 | 10 January 2019 | 06 January 2021 |
| KTF Capital Management Limited 金石同方資本管理有限公司 | RO | 4 | 10 January 2019 | 06 January 2021 |
| KTF Capital Management Limited 金石同方資本管理有限公司 | RE | 9 | 14 March 2014 | 10 January 2019 |
| KTF Capital Management Limited 金石同方資本管理有限公司 | RE | 4 | 15 August 2012 | 10 January 2019 |