SFC Licences of PENG Yuyao 彭宇嶢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 6 | 07 October 2022 | |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 4 | 07 October 2022 | |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 1 | 07 October 2022 | |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 04 November 2020 | 07 October 2022 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 14 October 2020 | 07 October 2022 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 14 October 2020 | 07 October 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 11 July 2016 | 15 August 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 July 2016 | 15 August 2020 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 August 2012 | 26 May 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 20 August 2012 | 26 May 2016 |