SFC Licences of LIU Yan 劉艷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Booming Asset Management Limited 博明資產管理有限公司 | RO | 1 | 02 February 2023 | |
| Booming Asset Management Limited 博明資產管理有限公司 | RO | 9 | 13 February 2019 | |
| Booming Asset Management Limited 博明資產管理有限公司 | RO | 4 | 13 February 2019 | |
| Vision Finance International Company Limited 睿智金融國際有限公司 | RE | 6 | 23 November 2017 | 15 January 2019 |
| Vision Finance International Company Limited 睿智金融國際有限公司 | RE | 1 | 23 November 2017 | 15 January 2019 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RO | 9 | 09 March 2017 | 15 January 2019 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RO | 4 | 09 March 2017 | 15 January 2019 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RE | 9 | 15 February 2016 | 09 March 2017 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RE | 4 | 15 February 2016 | 09 March 2017 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 | RE | 9 | 01 December 2014 | 21 September 2015 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 | RE | 4 | 01 December 2014 | 21 September 2015 |