SFC Licences of YU Zhaohui 余朝暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 4 | 30 April 2019 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 1 | 30 April 2019 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 13 August 2018 | 30 April 2019 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 13 August 2018 | 30 April 2019 |
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 13 August 2018 | |
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 20 April 2016 | 30 April 2018 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 4 | 28 August 2012 | 30 April 2018 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 28 August 2012 | 30 April 2018 |