SFC Licences of WONG San Ngai 黃燊毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 9 | 02 March 2017 | 09 December 2017 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 4 | 02 March 2017 | 09 December 2017 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 23 March 2015 | 01 December 2016 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 18 November 2013 | 01 December 2016 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 25 March 2013 | 01 December 2016 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 25 March 2013 | 01 December 2016 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 05 September 2012 | 07 March 2013 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 05 September 2012 | 07 March 2013 |