SFC Licences of CHAN Henry 陳亨利
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 18 May 2015 | 04 November 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 May 2015 | 04 November 2020 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 September 2012 | 03 November 2014 |