SFC Licences of LO Wai Nam 羅湋楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 | RE | 9 | 02 November 2018 | 27 May 2019 |
| Po Sang Securities Limited 寶生證券有限公司 | RE | 4 | 03 September 2018 | 27 May 2019 |
| Po Sang Securities Limited 寶生證券有限公司 | RE | 1 | 03 September 2018 | 27 May 2019 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 | RE | 4 | 10 November 2017 | 30 June 2018 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 | RE | 1 | 10 November 2017 | 30 June 2018 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 | RE | 9 | 18 July 2016 | 22 October 2017 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 15 April 2015 | 22 October 2017 |
| orientiert XYZ Securities Limited | RE | 4 | 05 October 2012 | 27 March 2015 |