SFC Licences of ZHOU Yunlong 周云龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 25 April 2017 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 25 April 2017 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 25 April 2017 | |
Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 08 February 2017 | 31 March 2017 |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 03 July 2015 | 31 March 2017 |
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 | RE | 2 | 17 September 2012 | 31 March 2017 |