SFC Licences of WANG Pei-Chi 王培輯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 28 December 2015 | 01 March 2017 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 13 October 2015 | 01 March 2017 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 13 October 2015 | 01 March 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 December 2013 | 01 October 2015 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 09 October 2012 | 01 October 2015 |