SFC Licences of NG Ho Yin 吳浩賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RO | 9 | 08 July 2022 | |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RO | 4 | 08 July 2022 | |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RO | 1 | 08 July 2022 | |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RE | 4 | 09 April 2021 | 08 July 2022 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RE | 9 | 02 February 2018 | 08 July 2022 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RE | 1 | 02 February 2018 | 08 July 2022 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 9 | 11 February 2016 | 26 January 2018 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 11 February 2016 | 26 January 2018 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 20 November 2014 | 26 January 2018 |