SFC Licences of LIU Miao 劉淼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 31 December 2015 | 04 January 2021 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 06 November 2012 | 26 January 2013 |