SFC Licences of LYONS Katharine Ka-wai 沈嘉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bell Potter Securities (HK) Limited | RO | 1 | 02 August 2016 | 30 March 2018 |
| Bell Potter Securities (HK) Limited | RE | 1 | 07 November 2012 | 02 August 2016 |