SFC Licences of WU Andrew Kai 吳凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South Oak Capital Management (Hong Kong) Company Limited | RO | 9 | 07 January 2021 | |
Cephei Capital Management (Hong Kong) Limited | RO | 9 | 15 August 2019 | 06 January 2021 |
Cephei Capital Management (Hong Kong) Limited | RE | 9 | 03 September 2013 | 15 August 2019 |
Pine River Capital Management (HK) Limited | RE | 9 | 09 November 2012 | 31 May 2013 |