SFC Licences of GUPTA Abhishek Kiran
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 July 2013 | 16 July 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 July 2013 | 16 July 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 November 2012 | 21 November 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 November 2012 | 21 November 2012 |