SFC Licences of LO Yuen Mei 羅婉薇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 | RE | 9 | 20 December 2022 | |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 | RE | 4 | 20 December 2022 | |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 | RE | 1 | 20 December 2022 | |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 | RE | 9 | 15 September 2022 | |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 | RE | 4 | 15 September 2022 | |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 | RE | 1 | 15 September 2022 | |
| One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 | RE | 9 | 28 March 2019 | 31 August 2019 |
| One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 | RE | 4 | 28 March 2019 | 31 August 2019 |
| One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 | RE | 1 | 28 March 2019 | 31 August 2019 |