SFC Licences of LAM Von Villy Mendoza 林威利
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Falcon Partners Limited | RO | 9 | 31 August 2016 | |
Acion Partners Limited | RE | 9 | 16 March 2015 | 22 June 2015 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 04 February 2013 | 25 February 2015 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 13 November 2012 | 25 February 2015 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 13 November 2012 | 25 February 2015 |