SFC Licences of SHU Hon Tak 徐漢德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 27 November 2012 | 14 December 2016 |
UBS Derivatives Hong Kong Limited | RE | 2 | 27 November 2012 | 24 February 2014 |
UBS Securities Asia Limited | RE | 2 | 27 November 2012 | 24 February 2014 |
UBS Securities Hong Kong Limited | RE | 1 | 27 November 2012 | 14 February 2014 |