SFC Licences of LO Tak Wai 盧德偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司	RO	9	16 October 2023
Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司	RO	4	16 October 2023
Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司	RE	9	22 August 2023	16 October 2023
Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司	RE	4	22 August 2023	16 October 2023
Billion Capital Partners Limited 創匯資本國際有限公司	RO	4	03 May 2023	31 July 2023
Billion Capital Partners Limited 創匯資本國際有限公司	RO	9	11 January 2023	31 July 2023
Billion Capital Partners Limited 創匯資本國際有限公司	RE	9	30 December 2022	11 January 2023
SW Capital Management Limited 信永資本管理有限公司	RO	9	14 April 2022	31 October 2022
SW Capital Management Limited 信永資本管理有限公司	RO	4	14 April 2022	31 October 2022
Prior Asset Management Limited 昇悅資產管理有限公司	RO	9	08 February 2022	22 March 2022
Prior Asset Management Limited 昇悅資產管理有限公司	RO	4	08 February 2022	22 March 2022
Prior Asset Management Limited 昇悅資產管理有限公司	RE	9	07 February 2022	08 February 2022
Prior Asset Management Limited 昇悅資產管理有限公司	RE	4	07 February 2022	08 February 2022
Sky Wealth Asset Management Company Limited 天富資產管理有限公司	RO	9	28 July 2021	17 January 2022
Sky Wealth Asset Management Company Limited 天富資產管理有限公司	RO	4	28 July 2021	17 January 2022
Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司	RO	9	17 February 2021	26 July 2021
Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司	RO	4	17 February 2021	26 July 2021
ShanZe Asset Management (Hong Kong) Limited 善擇資產管理(香港)有限公司	RO	9	07 March 2019	31 August 2020
ShanZe Asset Management (Hong Kong) Limited 善擇資產管理(香港)有限公司	RO	4	07 March 2019	31 August 2020
Ascendant Asset Management (HK) Limited 景昇資產管理(香港)有限公司	RO	9	19 July 2017	28 February 2019
Ascendant Asset Management (HK) Limited 景昇資產管理(香港)有限公司	RO	4	19 July 2017	28 February 2019
M&F Asset Management Limited 渼豐資產管理有限公司	RO	9	31 July 2015	19 May 2017
M&F Asset Management Limited 渼豐資產管理有限公司	RE	9	12 June 2015	31 July 2015
Zeal Asset Management Limited 行健資產管理有限公司	RE	9	27 December 2012	24 April 2015