SFC Licences of CALLAGHAN Lee John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICAP Equities Asia Limited | RE | 1 | 04 November 2013 | 05 May 2014 |
GFI (HK) Securities L.L.C. | RE | 7 | 12 December 2012 | 07 August 2013 |
GFI (HK) Securities L.L.C. | RE | 1 | 12 December 2012 | 07 August 2013 |