SFC Licences of WONG Ka Long 黃家朗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 25 September 2020 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 25 September 2020 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 12 February 2019 | 03 September 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 February 2019 | 03 September 2020 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 22 August 2017 | 15 September 2017 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 15 January 2015 | 05 July 2017 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 17 April 2014 | 02 January 2015 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 01 February 2013 | 15 April 2014 |