SFC Licences of KWOK Ka Wai 郭嘉威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 14 February 2013 | 04 April 2016 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 14 February 2013 | 04 April 2016 |