SFC Licences of FUKUSHIMA Satoru
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Marshall Wace Asia Limited | RE | 9 | 17 April 2018 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 July 2014 | 06 March 2018 |
UBS Securities Asia Limited | RE | 2 | 16 January 2013 | 08 March 2014 |
UBS Securities Asia Limited | RE | 1 | 16 January 2013 | 08 March 2014 |