SFC Licences of SHAM Wing Yi 岑穎兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 24 July 2018 24 June 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 24 July 2018 24 June 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 09 July 2013 17 April 2014
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 21 January 2013 29 June 2013
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 21 January 2013 29 June 2013