SFC Licences of CHOI Ping Kwan 蔡炳坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
WEBULL SECURITIES LIMITED 微牛證券有限公司 | RO | 2 | 02 January 2024 | |
WEBULL SECURITIES LIMITED 微牛證券有限公司 | RE | 4 | 31 July 2023 | |
WEBULL SECURITIES LIMITED 微牛證券有限公司 | RO | 1 | 15 May 2023 | |
WEBULL SECURITIES LIMITED 微牛證券有限公司 | RE | 1 | 22 June 2022 | 15 May 2023 |
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 23 March 2017 | 14 October 2020 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 23 March 2017 | 14 October 2020 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 29 May 2014 | 03 October 2015 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 08 April 2014 | 03 October 2015 |
Nerico Brothers Limited | RE | 1 | 15 February 2013 | 28 February 2014 |