SFC Licences of WANG Ni 王霓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Swiss China Capital Limited | RE | 9 | 16 August 2017 | 05 October 2022 |
| Swiss China Capital Limited | RE | 4 | 16 August 2017 | 05 October 2022 |
| Swiss China Capital Limited | RE | 1 | 16 August 2017 | 25 July 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 20 June 2013 | 17 October 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 February 2013 | 17 October 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 07 February 2013 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 07 February 2013 | 31 August 2013 |