SFC Licences of CHOPRA Swati
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 September 2018 | 12 October 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 January 2018 | 02 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 January 2018 | 02 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 April 2017 | 21 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 April 2017 | 21 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 January 2016 | 26 January 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 January 2016 | 26 January 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 June 2015 | 26 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 June 2015 | 26 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 January 2015 | 23 January 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 January 2015 | 23 January 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 September 2014 | 11 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 September 2014 | 11 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 August 2013 | 27 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 August 2013 | 27 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 February 2013 | 22 February 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 February 2013 | 22 February 2013 |