SFC Licences of KONG Wai Wa 鄺偉華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 17 August 2020 | 28 October 2020 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 17 August 2020 | 28 October 2020 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 17 August 2020 | 28 October 2020 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 9 | 07 January 2019 | 16 May 2020 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 4 | 09 September 2015 | 16 May 2020 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 09 September 2015 | 16 May 2020 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 09 September 2015 | 16 May 2020 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 04 March 2013 | 03 May 2014 |