SFC Licences of LAU Yan Ting 劉欣庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 06 March 2017 | 22 November 2017 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 9 | 06 March 2017 | 22 November 2017 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 06 June 2014 | 22 November 2017 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 06 June 2014 | 22 November 2017 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 22 February 2013 | 23 May 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 22 February 2013 | 23 May 2014 |