SFC Licences of LEE Telly
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 1 | 11 June 2014 | 01 May 2015 |
UBS Securities Asia Limited | RE | 1 | 24 March 2014 | 01 May 2015 |
UBS Securities Asia Limited | RE | 1 | 04 March 2013 | 04 March 2014 |