SFC Licences of ZHU Roujia 朱柔嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 17 March 2016 | 06 September 2019 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 17 March 2016 | 06 September 2019 |
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 | RE | 3 | 01 March 2013 | 18 February 2016 |