SFC Licences of BABA Taichi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 14 July 2023 | 28 July 2023 |
| UBS Securities Asia Limited | RE | 1 | 14 July 2023 | 28 July 2023 |
| UBS Securities Asia Limited | RE | 2 | 14 February 2019 | 20 February 2019 |
| UBS Securities Asia Limited | RE | 1 | 14 February 2019 | 20 February 2019 |
| UBS Securities Asia Limited | RE | 2 | 07 March 2018 | 14 March 2018 |
| UBS Securities Asia Limited | RE | 1 | 07 March 2018 | 14 March 2018 |
| UBS Securities Asia Limited | RE | 2 | 07 November 2017 | 19 November 2017 |
| UBS Securities Asia Limited | RE | 1 | 07 November 2017 | 19 November 2017 |
| UBS Securities Asia Limited | RE | 2 | 16 February 2017 | 22 February 2017 |
| UBS Securities Asia Limited | RE | 1 | 16 February 2017 | 22 February 2017 |
| UBS Securities Asia Limited | RE | 2 | 04 January 2017 | 27 January 2017 |
| UBS Securities Asia Limited | RE | 1 | 04 January 2017 | 27 January 2017 |
| UBS Securities Asia Limited | RE | 2 | 12 May 2016 | 27 May 2016 |
| UBS Securities Asia Limited | RE | 1 | 12 May 2016 | 27 May 2016 |
| UBS Securities Asia Limited | RE | 1 | 23 February 2016 | 17 March 2016 |
| UBS Securities Asia Limited | RE | 1 | 04 November 2015 | 12 November 2015 |
| UBS Securities Asia Limited | RE | 1 | 18 February 2015 | 26 February 2015 |
| UBS Securities Asia Limited | RE | 2 | 11 March 2013 | 28 January 2015 |
| UBS Securities Asia Limited | RE | 1 | 11 March 2013 | 28 January 2015 |