SFC Licences of LAU Ka Hei 劉家熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 5 | 24 November 2021 | |
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 4 | 24 November 2021 | |
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 2 | 24 November 2021 | |
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 1 | 24 November 2021 | |
HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 | RE | 9 | 06 July 2018 | 13 December 2019 |
HGNH International Securities Co., Limited 橫華國際証券有限公司 | RE | 4 | 07 December 2017 | 13 December 2019 |
HGNH International Forex Co., Limited 橫華國際外滙有限公司 | RE | 3 | 24 June 2014 | 03 September 2019 |
HGNH International Securities Co., Limited 橫華國際証券有限公司 | RE | 1 | 28 February 2014 | 13 December 2019 |
HGNH International Futures Co., Limited 橫華國際期貨有限公司 | RE | 2 | 15 March 2013 | 13 December 2019 |