SFC Licences of SHANG Wei 尚巍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RO | 2 | 15 September 2016 | 29 September 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 30 July 2014 | 29 September 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 16 July 2013 | 29 September 2017 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 18 March 2013 | 15 September 2016 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 18 March 2013 | 16 July 2013 |