SFC Licences of WANG Yi 王一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South Oak Capital Management (Hong Kong) Company Limited | RO | 9 | 07 January 2021 | |
| Cephei Capital Management (Hong Kong) Limited | RO | 9 | 05 January 2018 | 06 January 2021 |
| Cephei Capital Management (Hong Kong) Limited | RE | 9 | 05 May 2014 | 05 January 2018 |
| Pine River Capital Management (HK) Limited | RE | 9 | 15 April 2013 | 31 March 2014 |