SFC Licences of FARTHING Jon Kristofer
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 30 October 2017 | |
UBS Securities Asia Limited | RE | 1 | 30 October 2017 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 04 May 2015 | 15 June 2017 |
Athos Capital Limited | RE | 9 | 10 April 2013 | 27 March 2015 |